The 'Khitan' (or ''Khitai'', ) were an
ethnic group which dominated much of
Manchuria (Northeast China) in the
10th century and has been classified by
Chinese historians as one of the Eastern proto-
Mongolic ethnic groups
Donghu (). They established the
Liao Dynasty in
907 but fell to the
Jin Dynasty of the
Jurchen in
1125. Following the fall of the
Liao Dynasty, many moved further west and established the state of
Kara Khitai. Their name survived in the Russian word for
China (Китай, ''Kitay''), as well as the archaic
English (
Cathay),
Portuguese (''Catai''), and
Spanish (''Catay'') appellations of the country.
Early history of the Khitan
::''See also :
List of the Khitan rulers''
References to the Khitan in
Chinese sources date back to the fourth century. Ancestors of the Khitan were the
Yuwen clan of the
Xianbei, an
ethnic group situated in the area covered by the modern
Liaoning province. After their regime was conquered by the
Murong clan, the remnants scattered in the modern-day
Inner Mongolia and mixed there with the original
Mongolic population. They had been identified as a distinct
ethnic group since paying tribute to the
Northern Wei Dynasty in the mid-
6th century.
During the time of the
Tang Dynasty in
China, the Khitan people fell under the control of the
Uyghurs. However, once the Uyghurs left their home in the Mongolian Plateau in
842, enough of a power vacuum was create that gave the Khitan the opportunity to make their rise. The Khitan invaded the areas vacated by the Uyghurs, bringing them under their control.
The Khitan are also said to have learned from history. On the one hand, they observed the fearsome effect that steppe
cavalry had on the Chinese, through their use by the Uyghurs,
Shatuo Turks,
Kyrgyz, and later themselves. On the other, they also noted the effect that the adoption of Chinese writing and other tools of administration had on their cultural integrity. The
Korean kingdom of
Silla was known by the Khitan to refer to themselves as a “little China.” While their situation was not akin to that of
Silla in a number of ways, they also did not want to fall into the same situation.
Liao Dynasty
Main articles: Liao Dynasty
The
Liao Dynasty was founded in
907 when
Abaoji, posthumously known as
Emperor Taizu was named the leader of the Khitan nation. Even though the Great Liao Dynasty was not declared until the
947, it is generally said to have begun with the elevation of Abaoji.
Abaoji introduced a number of innovations, some more successful than others. He divided the empire into two parts, one of which was governed based on nomadic models while the sedentary population was government largely in accordance with Chinese techniques.
Less successful was the attempted introduction of primogeniture in succession to the throne. Although he designed his eldest son to be heir, he did not succeed Abaoji.
Abaoji was "afraid that their use of Chinese advisers and administrative techniques would blur their own ethnic identity, the Khitan made a conscious effort to retain their own tribal rites, food, and clothing and refused to use the
Chinese language, devising a
writing system for their own language instead."
[1] The first of these two scripts was created in
920. The second, based on alphabetic principles, was created five years later.
Relations with Korea
Main articles: Liao Dynasty#Korea
When the Khitan conquered the kingdom of
Balhae, the border with
Korea had been pushed to the
Yalu River. Korea itself was undergoing significant transformations at the same time.
Goryeo was founded in
918, and eventually unified the entire
Korean Peninsula. The
Silla kingdom, which had ruled the entire peninsula since the seventh century, fell in
935.
In 993, the Khitan invaded Goryeo's northwest border with 800,000 troops. The Khitan withdrew and ceded territory to the east of the Yalu River when Goryeo agreed to end its alliance with Song China. However, Goryeo continued to communicate with Song, having strengthened its position by building fortress in the newly gained northern territories.
In 1010,
Emperor Shengzong of Liao led a massive invasion with 800,000 men, commanding whole troops himself. He easily defeated the resisting army of General
Gang Jo, who was executed by Khitans. However,
Gang Gam-chan urged to
King Hyeonjong to escape from the palace, not to surrender to invading Liao troops. King followed Gang Gam-chan advice, and managed to escape from the burning capital and Korean insurgency began to harass Khitan forces. Finally Shengzong ordered a withdrawal of entire forces of Khitans; Khitans lost the war, and didn't gain any benefit from it. Thus another bloody war between two nations was foreshadowed, as both sided remained hostile to each other. After the war, Gang was promoted as the Minister of Government Administration.
At last, in 1018, General Xiao Baiya of Liao invaded Goryeo with 100,000 men. This time, many officials urged to king to enter the peace negotiation, since the damage from the 2nd Koryo-Khitan War was so great and Goryeo was not able to recover from the damage. However Gang again urged to the king to enter a war against Khitans, since the force is much smaller than previous invasions. He volunteered to be deputy commander-in-chief of Goryeo army for the war, at the age of 71. He led about 200,000 men toward the Goryeo-Liao border. The first battle of the war was the
Battle of Heunghwajin, which was won by General Gang by blocking the stream and destroying the dam when Khitans were crossing the water. However General Xiao did not give up the hope of capturing the capital
Gaeseong, and continued to march southward. Later Xiao realized that the mission was impossible to achieve, and decided to retreat. General Gang knew that Khitan army will withdraw from the war, and waited them at the fortress of Kwiju, where he encountered retreating Khitans in 1019.(
Battle of Kwiju). Discouraged and starving, Khitans lost in a battle. Following his victories in Third Goryeo-Khitan War, the peace among three Asian empires settled; Goryeo established long-time friendly relationship with Liao.
Post Liao Dynasty history
Though
Abaoji died in
926, the dynasty would last nearly two more centuries. Five cities were designated as capitals during that dynasty. In addition to the Supreme Capital in the heartland of Khitan Territory, there were four regional capitals. One of which was
Beijing, which became a capital in the first time in its history, though it was not the principle capital of the Dynasty, but rather was designated as the Southern Capital after the Khitan acquired the contentious
Sixteen Prefectures in
935.
The Khitan were known as خطا in
Arabic (''Khata'') and are mentioned by
Muslim chroniclers, such as
Ibn al-Athir,
al-Thahabi and
Ibn Khaldun. They had several clashes with the
Khwarezmid Empire, winning at first, and imposing annual tribute on some, with territorial concessions (e.g.
Tirmiz was handed over to them at one point). They eventually suffered a catastrophic defeat at the hands of
Muhammad II of Khwarezm and no longer posed a serious threat to Muslims in adjacent regions.
Although a number of the nobility of the
Liao Dynasty escaped the area westwards towards
Western Regions, establishing the short-lived
Kara-Khitan or
Western Liao dynasty, they were in turn absorbed by the local Turkic and Iranic populations and left no influence of themselves. As the
Khitan language is still almost completely illegible, it is difficult to create a detailed history of their movements.
For a while after the invention of the
Korean Hangeul script in the mid-15th century, the name of the Khitans continued to appear in Korean texts as '''Georan/Kǒran'' (거란)'. The ethnonym eventually fell out of use, however, and vanished along with the distinct ethnic identity of the Khitan people.
There is no clear evidence of there being any descendant ethnic groups of the Khitan in modern-day
Northeast China, but some recent genetic studies have tended to support the hypothesis that the
Daur ethnic group of
Inner Mongolia contains at least some direct descendants of the ancient Khitan
[1].
See also
★
Buraq Hajib
★
Ethnic groups in Chinese history
★
Goryeo-Khitan Wars
★
Eagle hunting
References
, Mote, F.W., , , Harvard University Press, 1999, ISBN 0674012127
★
HISTORICAL DEVELOPMENT OF THE PRE-DYNASTIC KHITAN
★ China History Forum thread on
Khitan Origins posts an English translation of "In Search of a Vanished People" 《追寻远逝的民族》, by Zhang Li 张力 (Changsha: Hunan Science and Technology Press 湖南科学技术出版社, 2003), serialised into five parts according to the five chapters of the book. The book itself is based on an episode in the CCTV Series "Journeys of Discovery" 《发现之旅》, which aired in 2001.