One of the most influential
doctrines in history is that all
humans are divided into groups called 'nations'. It is an
ethical and
philosophical doctrine in itself, and is the starting point for the
ideology of
nationalism. Members of a "nation" share a common
identity, and usually a common origin, in the sense of
ancestry, parentage or
descent. A nation extends across generations, and includes the dead as full members. Past events are framed in this context; for example; by referring to "''our'' soldiers" in conflicts which took place hundreds of years ago. More vaguely, nations are assumed to include future generations.
The list in the
Torah of the descendants of the
Sons of Noah, Shem, Ham and Japheth, is the first known catalog of the genealogy of nations. Accordingly, the Semites inhabited the center of the known world (Middle East), the Hamites inhabited the south (Africa), and the Japhethites the north (Europe). It lists a total of 70 nations: 14 descendent from Japheth, 30 from Ham and 26 from Shem. The
Midrash, Tanchuma 26c, states that at that time, each nation had its own, distinct language.
A nation is not a
state, and while traditionally monocultural, it may also be
multicultural in its self-definition. The term ''nation'' is often used as a
synonym for
ethnic group (sometimes "ethnos"), but although ethnicity is now one of the most important aspects of
cultural or
social identity, people with the same
ethnic origin may live in different
nation-states and be treated as members of separate nations for that reason. National identity is often disputed, down to the level of the individual.
Almost all nations are associated with a specific territory, the national
homeland. Some live in a historical
diaspora, that is, mainly outside the national homeland. A state which explicitly identifies as the homeland of a particular nation is a
nation-state, and most modern states fall into this category, although there may be violent disputes about their legitimacy. Where territory is disputed between nations, the claims may be based on which nation lived there first. Especially in areas of historical European settlement (1500-1950), the term "
First Nations" is used by groups which share an aboriginal culture, and seek official recognition or
autonomy.
Ambiguity in usage
In common usage, terms such as ''nations,
country, land'', and ''
state'' often appear as near-synonyms, i.e., they can be used for a particular area or territory, or for the government itself; in other words, a ''
de jure'' or ''
de facto'' state. In the
English language, the terms do have precise meanings, but in daily speech and writing they are often used interchangeably, and are open to different interpretations.
In the strict sense, terms such as ''nation'', ethnos, and 'people' (as in 'the Danish people') denominate a group of human beings. The concepts of nation and nationality have much in common with ethnic group and ethnicity, but have a more
political connotation, since they imply the possibility of a
nation-state. ''Country'' denominates a geographical territory, whereas ''state'' expresses a legitimized administrative and decision-making institution. Confusingly, the terms ''national'' and ''international'' are used as technical terms applying to ''states''.
International law, for instances, applies to relations between states, and occasionally between states on the one side, and individuals or
legal persons on the other. Likewise, the
United Nations represent ''states'', while ''nations'' are not admitted to the body (unless a respective ''nation-state'' exists, which can become a member).
Usage also varies from country to country. As an example, the
United Kingdom is an internationally recognised
sovereign state, which is also referred to as a
country and whose inhabitants have British
nationality. It is however traditionally divided into four
home nations -
England,
Scotland,
Wales, and
Northern Ireland. These are not sovereign states in their own right. The island of
Ireland is now divided into the sovereign
Republic of Ireland, and
Northern Ireland, which remains part of the United Kingdom. The current status, in any case, is controversial and disputed, since there are
secessionist movements in
England,
Scotland and
Wales, and for example,
Cornwall is considered by some to be a separate nation, within the country of
England. Usage of the term nation is not only ambiguous, it is also the subject of political disputes, which may be extremely violent.
When the term 'nation' has any implications of claims to
independence from an existing state, its use is controversial. In November 2006 the
Canadian House of Commons passed a motion to "recognize that the
Québécois form a nation within a united Canada.", an unusual concession to sovereigntist terminology, even though it explicitly places them ''within'' Canada.
[1].
[2] Minister
Michael Chong resigned in protest, saying '"To me, recognizing Quebecers as a nation, even inside a
united Canada, implies the recognition of ethnicity, and I cannot support that. I do not believe in an ethnic nationalism. I believe in a civic nationalism."
[3] This event highlighted the confusion around the motion, as Bloc québécois MPs had understood it as inclusive of all Quebecers, irrespective of their ethnic origin.
[4]
The term nation is widely used, by extension or
metaphor, to describe any group promoting some common interest or common identity, see
Red Sox Nation and
Queer Nation.
Etymology and early use
The English word "nation" is derived from the
Latin term '' (stem ), meaning:
[4]
:
★ The action of being born; birth; or
:
★ The goddess personifying birth; or
:
★ A breed, stock, kind, species, race;or
:
★ A tribe, or (
rhetorically, any) set of people (contemptuous); or
:
★ A nation or people.
The combining form '' is built on the past participle form '' "having been born" of the verb ''nāscī '' "to be born". Thus it is also related closely to the English word "native", and more remotely to the English word "kin". It shares a common derivation from the
Proto-Indo-European root ''
★ gen-'' "bear, generate, etc."
[5]
As an example of how the word ''natio'' was employed in classical Latin, consider the following quote from
Cicero's ''
Philippics Against
Mark Antony'' in
44 BC. Cicero contrasts the external, inferior ''nationes'' ("races of people") with the Roman ''civitas'' ("community").:
"Omnes nationes servitutem ferre possunt: nostra civitas non potest."
("All races are able to bear enslavement, but our community cannot.")[6]
St.
Jerome used this "genealogical-historical term ... in his Latin translation of
New Testament to denote non-Christians — that is, 'others.'"
[7]
An early example of the use of the word "nation" in conjunction with language and territory is provided in
968 by
Liutprand,
bishop of
Cremona, who, while confronting
Nicephorus II, the
Byzantine emperor on behalf of his patron
Otto I, Holy Roman Emperor, declared:
"The ''land''...which you say belongs to your empire belongs, ''as the nationality and language of the people proves'', to the kingdom of Italy.'" (Emphasis added.)[8]
Although Liutprand was writing in Latin, his native tongue was
Lombard, a
Germanic language.
A significant early use of the term ''nation'' was at
mediaeval universities, to describe the colleagues in a
college or students, above all at the
University of Paris, who were all born within a ''pays'', spoke the same language and expected to be ruled by their own familiar law. In
1383 and
1384, while studying theology at Paris,
Jean Gerson was twice elected procurator for the French ''nation'' (i.e. the French-born Francophone students at the University). The division of students into ''nations'' was also adopted at the
University of Prague, where from its opening in
1349 the
studium generale was divided among Bohemian, Bavarian, Saxon and various Polish ''nations''.
Nationalism
In Europe, especially since the late
18th century, the idea of nation assumed a fundamental political significance, with the rise of the
ideology and philosophy of
nationalism. Nationalists saw a 'nation' not simply as a descriptive term for a group of people, but an entity entitled to
sovereignty, if necessary by the destruction of non-national
states. There is no consensus, among the theorists of nationalism, on whether nations were a significant political factor before that time.
England and
Portugal are seen by some historians as early nation-states, with a developed sense of national identity. Others see the nation-state as a
19th century creation, either as the result of the political campaigns of nationalists, or as a top-down creation by pre-existing states. The
modernisation-oriented theorists such as
Benedict Anderson and
Eric Hobsbawm are sceptical about the 'centuries-old nations' which nationalists claimed to represent, arguing that nations are often
imagined communities constructed through a variety of techniques, including
banal nationalism.
By the end of the 19th century the idea that Europe's populations are divided into nations was generally accepted. In the course of the 20th century, partly through
decolonisation, a 'world of nation-states' came into existence, at least nominally. That does not mean that there is any agreement on the number of 'nations', on whether they correspond with a nation-state, or on whether any existing state is legitimate. Very few nation-states have 100% undisputed territory and borders. Political actors make claims on behalf of '
stateless nations', such as the
Kurds,
Assyrians,
Palestinians or
Roma people (Gypsies).
Secessionist movements may oppose the very existence of the nation-state, as in
Belgium.
Autonomous movements request greater autonomy within the framework of the broader state (e.g.,
Catalonia or
Galicia in Spain,
Quebecois in Canada,
Native Americans in the US). Claimed national territory may be
partitioned or
divided, as in the
Republic of Ireland and
Northern Ireland. There are also examples of national identity without a corresponding state, or claim to a state.
England is a nation within the United Kingdom, but there has, until recently, been little sign of aspiration to self-government (see
Campaign for an English Parliament). Although it is common to attribute political and territorial aspirations to a nation itself, they are in fact made by political movements claiming to speak on behalf of that nation.
The term "state-nation" is sometimes used, for nations where the common identity derives from shared
citizenship of a state. It implies that the state was formed first, and that the sense of national identity developed later, or in parallel.
Italy and
France are often quoted as examples. However, both countries also have a strong
ethnic identity and
cultural identity, reflected in widespread attitudes to immigrants. If the nation was defined only by citizenship, then
naturalised citizens would be accepted as equal members of the nation, and that is not always the case. Citizenship may itself be conditional on a citizenship test, which usually includes language and/or cultural knowledge tests, see
Life in the United Kingdom test.
Defining a nation
The 'national identity' refers both to the distinguishing features of the group, and to the individual's sense of belonging to it. A very wide range of
criteria is used, with very different applications. Small differences in pronunciation may be enough to categorize someone as a member of another nation. On the other hand, two people may be separated by difference in personalities, belief systems, geographical locations, time and even spoken language; yet regard themselves, and be seen by others, as members of the same nation.
The first requirement for the definition is that the characteristics should be ''shared'' - a group of people with nothing in common cannot be a nation. Because they are shared, the national population also has a degree of uniformity and ''homogeneity''. And finally, at least some of the characteristics must be ''exclusive'' - to distinguish the nation from neighbouring nations. All of the characteristics can be disputed, and opposition to
secessionist nationalism often includes the denial that a separate nation exists.
Common descent
The
etymology of the word nation implies
ancestry and
descent. Almost all nationalist movements make some claim to shared origins and descent, and it is a component of the national identity in most nations. The fact that the ancestry is ''shared'' among the members of the nation unites them, and sets them apart from other nations, which do not share that ancestry.
The question is: descent from whom? Often, the answer is simply: from previous generations of the same nation. More specifically:
★ the nation may be defined as the descendants of the past inhabitants of the national homeland
★ the nation may be defined as the descendants of past speakers of the national language, or past groups which shared the national culture.
Usually, these factors are assumed to coincide. The well-defined
Icelandic nation is assumed to consist of the descendants of the island of Iceland in, say, 1850. Those people also spoke the
Icelandic language, were known as Icelanders at that time, and had a recognised
culture of their own. However, the present population of Iceland cannot coincide exactly with their descendants: that would imply complete
endogamy, meaning that no Icelander since 1850 ever had children by a non-Icelander. Most European nations experienced border changes and,
migration over the last few centuries, and
intermarried with other national groups. Statistically, their current national population can not coincide exactly with the descendants of the nation in 1700 or 1500, even if was then known by the same name. The shared ancestry is more of a national myth than a
genetic reality - but still sufficient for a national identity.
Common language
A ''shared'' language is often used as a defining feature of a nation (that is, apart from its value in facilitating communication among the members). In some cases the language is exclusive to the nation, and may be central to the national identity. The
Basque language is a unique
language isolate, and prominent in the self-definition of the
Basque people, and in
Basque nationalism, although not all Basques speak it. In other cases, the national language is also spoken by other nations (shared among the nation, but not exclusive to the nation). Some nations, such as the
Swiss nation, self-identity as multilingual.
Papua New Guinea promotes a 'Papuan' national identity, despite having around 800
distinct languages. No nation is defined solely by language: that would effectively create an open membership (for anyone who learnt the language), although the case of Catalan linguistic nationalism comes quite close to this.
India also emphasizes a 'national' identity, despite having more than 20 official languages in its government, and hundreds more languages/dialects spoken throughout the nation.
Common culture
Most nations are partly defined by a ''shared'' culture. Unlike a language, a national
culture is usually unique to the nation, although it may include many elements shared with other nations. Additionally, the national culture is assumed to be shared with previous generations, and includes a
cultural heritage from these generations, as if it were an
inheritance. As with the common ancestry, this identification of past culture with present culture may be largely symbolic. The archaeological site of
Stonehenge is owned and managed by
English Heritage, although no 'English' people or state existed when it was constructed, 4 000 to 5 000 years ago. Other nations have similarly appropriated ancient archaeological sites,
literature,
art, and even entire
civilisations as 'national heritage'.
Common religion
Religion is sometimes used as a defining factor for a nation, although some nationalist movements de-emphasize it as a divisive factor. Again it is the fact that the religion is ''shared'', that makes it national. It may not be exclusive: several nations define themselves partly as
Catholic although the religion itself is
universalist.
Irish nationalism traditionally sees Catholicism as an Irish national characteristic, in contrast to the largely Protestant British
colonial power that usually recognized the
Protestant minority in Ireland as Irish too. Some religions are specific to one
ethnic group, notably
Judaism. Nevertheless, the
Zionist movement generally avoided a religious definition of the '
Jewish people', preferring an ethnic and cultural definition. Since Judaism is a religion, people can become a Jew by
religious conversion, which in turn can facilitate their obtaining
Israeli citizenship. Jews in Israel who convert to other religions do not thereby lose Israeli citizenship, although their national identity might then be questioned by others.
Voluntary definitions (will)
Some ideas of a nation emphasise not shared characteristics, but rather on the shared ''choice'' for membership. In practice, this has always been applied to a group of people, who are also a nation by other definitions. The most famous
voluntarist definition is that of
Ernest Renan. In a lecture in 1882,
Qu'est-ce qu'une nation?'' he rhetorically asked "What is a Nation?", and answered that it is a 'daily
plebiscite'. Renan meant, that the members of the nation, by their daily participation in the life of the nation, show their consent to its existence, and to their own continued membership. Renan spoke in the context of the annexation of
Alsace-Lorraine by the
German Empire. At the time, the region was ethnically more German than French, and the
Alsatian language is a west German language: Renan opposed such 'objective' criteria for a nation. Like Renan, most voluntarist definitions appeal to consent for existing nations, rather than promote explicit decisions to found new ones. Renan saw the nation as a group "having done great things together and wishing to do more" ("avoir fait de grandes choses ensemble, vouloir en faire encore").
Stalin's definition
Many definitions of a nation combine several of these factors. One of the most influential of these combined definitions is that of
Joseph Stalin. His views on national identity influenced his subsequent nationality policies in the
Soviet Union and the creation of the
Republics of the Soviet Union. Stalin wrote in 1913:
:''A nation is a historically constituted, stable community of people, formed on the basis of a common language, territory, economic life, and psychological make-up manifested in a common culture.''
[9]
See also
★
Civilization
★
Citizenship
★
Constituent countries
★
Country
★
Culture
★
Ethnic group
★
Ethnicity
★
First Nation
★
Government
★
Home Nations
★
Identity
★
Identity politics
★
Intercultural competence
★
List of countries
★
List of divided nations
★
List of ethnic groups
★
List of international rankings
★
List of people by nationality
★
Meta-ethnicity
★
Micronation
★
National emblem
★
National symbol
★
Nationalism
★
Nationality
★
Nation-state
★
Race
★
Society
★
State
★
Territory
★
Tribe
Notes
1. BBC: Quebec 'nation in Canada', [1]; Bloc Quebecois supports Canada PM,
2. CBC: House passes motion recognizing Québécois as nation, [2]
3. Tory cabinet minister quits post over motion, [3]
4. Charlton T. Lewis, Charles Short, (1879). A Latin Dictionary. Entry for natio. Online at [5]
5. See [6]
6. M. Tullius Cicero, Orationes: Pro Milone, Pro Marcello, Pro Ligario, Pro rege Deiotaro, Philippicae I-XIV (ed. Albert Clark, Oxford 1918.) Online at [7]
7. Amos Elon: ''The Pity of It All: A History of the Jews in Germany, 1743-1933'' (Metropolitan Books, 2002) p.23. ISBN 0805059644
8. ''Relatio de legatione Constantinopolitana ad Nicephorum Phocam.'' Online translation at [8].
9. Stalin, "Marxism and the National Question," ''Prosveshcheniye'', Nos. 3-5, March-May 1913. ([9] on-line text]). Though Stalin is credited with writing "Marxism and the National Question," his revolutionary opponent Leon Trotsky concluded that the definition of what constitutes a nation is actually V.I. Lenin’s intellectual product. In "Stalin: An Appraisal of the Man and His Influence" (New York: Grosset and Dunlap, 1941), Trotsky quotes from the recollections of Lenin’s companion, Nadezhda Krupskaya, and examines the language of other writings by Stalin. Says Trotsky: “‘Marxism and the National Problem’ is undoubtedly Stalin’s most important — rather, his one and only — theoretical work. On the basis of that single article, which was forty printed pages long, its author is entitled to recognition as an outstanding theoretician. What is rather mystifying is why he did not write anything else of even remotely comparable quality either before or after. The key to the mystery is hidden away in this, that Stalin’s work was wholly inspired by Lenin, written under his unremitting supervision and edited by him line by line” (pg. 156-157). Lenin's own works on nationalism include major theoretical studies of the meaning and application of the Bolshevik program for national liberation.
Further reading
★
Anderson, Benedict. 1991. ''
Imagined Communities''. ISBN 0-86091-329-5 .
★ Brubaker, Rogers. 1996. ''Nationalism Reframed: Nationhood and the National Question in the New Europe.'' Cambridge University Press. ISBN 0-521-57224-X .
★ Canovan, Margaret. 1996. ''Nationhood and Political Theory.'' Cheltenham, UK: Edward Elgar. ISBN 1-85278-852-6 .
★ Delanty, Gerard and Krishan Kumar (eds) ''Handbook of Nations and Nationalism''. London: Sage Publications, 2005.
★ Geary, Patrick J. 2002. ''The Myth of Nations: The Medieval Origins of Europe''. Princeton University Press. ISBN 0-691-11481-1 .
★ Gellner, Ernest. 1983. ''Nations and Nationalism.'' Ithaca: Cornell University Press. ISBN 0-8014-1662-0 .
★ Hobsbawm, Eric J. 1992. ''Nations and Nationalism Since 1780: Programme, Myth, Reality.'' 2nd ed. Cambridge University Press. ISBN 0-521-43961-2 .
★
Renan, Ernest. 1882.
"Qu'est-ce qu'une nation?"
★ Smith, Anthony D. 1986. ''The Ethnic Origins of Nations'' London: Basil Blackwell. pp 6–18. ISBN 0-631-15205-9 .
★ Weber, Max. 1978 [1922]. Economy and Society, eds. Guenther Roth and Claus Wittich. Berkeley: University of California Press.
External links
★
''Dictionary of the History of Ideas'': Medieval and Renaissance ideas of Nation
★
The Defining of a Nation